Legal

Published Responses

QCA response to Financial Services Authority CP12/2: Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules

30th April 2012

The Quoted Companies Alliance Legal Committee, Corporate Governance Committee, Markets and Regulations Advisory Group and the Corporate Finance Advisory Group have advised on our response to the Financial Services Authority's consultation on amendments to the Listing Rules.

QCA response to the Questionnaire by Markus Ferber MEP on MiFID II

12th January 2012

The Quoted Companies Alliance Legal Committee has responded to a questionnaire released by Markus Ferber MEP, the rapporteur for MiFID II.

QCA response to ESMA consultation on Technical Advice on Prospectus Directive

6th January 2012

The Quoted Companies Alliance Legal Committee has responded to the latest consultation by ESMA on the Prospectus Directive (Part II).

QCA Response to ESMA's Technical Advice on the Prospectus Directive

15th July 2011

The Quoted Companies Alliance's Legal Committee examined the European Securities and Markets Authority's (ESMA) detailed proposals on how to implement recent changes to the Prospectus Directive.

QCA response to HM Treasury's consultation on early implementation of Prospectus Directive amendments

10th June 2011

The Quoted Companies Alliance's Legal Committee responded to this consultation on the early implementation of certain amendments to the Prospectus Directive.

QCA response to the Takeover Panel's Code Amendments

27th May 2011

The Quoted Companies Alliance's Legal Committee advised on this response to the Takeover Panel's most recent consultation on its draft amendments to the the Takeover Code.

QCA Response to ESMA's Call for Evidence - Prospectus Directive

25th February 2011

The QCA Legal Committee provided input into the European Securities and Markets Authority's call for evidence on the amending Directive to the Prospectus Directive. This covers what information should be included in a proportionate prospectus for some preemptive offers and offers by SMEs and companies with reduced market capitalisations.

QCA Response to MiFID Review

4th February 2011

Representatives from the QCA Markets & Regulations and Legal Committees examined the European Commission's proposals on amending MiFID (the Markets in Financial Instruments Directive), which includes a call to create a framework in MiFID for specialised SME markets.

QCA Response to HM Treasury's Consultation on A New Approach to Financial Regulation

18th October 2010

The QCA Markets and Regulations, Legal and Corporate Finance Advisors Committees assisted in preparing the QCA's response to HM Treasury's consultation on 'A New Approach to Financial Regulation: Judgement, Focus and Stability', which discusses the future of the UK Listing Authority.  

QCA Response to HM Treasury's and BIS's consultation on financing a private sector recovery

22nd September 2010

Various QCA committees assisted in preparing this response to HM Treasury and the Department of Business, Innovation and Skills (BIS)'s consultation on Financing a private sector recovery (also known as the Business Finance Green Paper).

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