Corporate Finance

Our Corporate Finance Expert Group deals with issues that affect the primary markets for small and mid-size quoted companies.

The Group is currently working on:

  • Reviewing recent changes to the AIM rules;
  • Reviewing amendments to the Listing Rules in relation to sponsor competence.

Group Terms of Reference:

Meetings

Corporate Finance Expert Group - September 2016

Thursday 29 September at 5pm

This is being held on Thursday 29 September 2016 at 5pm, with Jeff Lynn, Seedrs, in attendance.

Corporate Finance Expert Group - May 2016

Thursday 5 May 2016 at 5pm

This is being held on Thursday 5 May 2016 at 5pm, with Nilam Statham and Patrick O'Sullivan, AIM Regulation, and Julia Branthomme, Reena Dattani and Kirsty McLaren, FCA, in attendance.

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Published responses

QCA Response to the FCA - GC16/6 Primary Market Bulletin No.16

Our Corporate Finance and Legal Expert Groups contributed to our response to the FCA consultation - GC16/6 Primary Market Bulletin No.16.

QCA Response to the FCA - Availability of information in the UK Equity IPO Process

Our Corporate Finance, Legal and Secondary Markets Expert Groups contributed to our response to the FCA consultation - Availability of information in the UK Equity IPO Process.

QCA Response to ISDX - Proposed changes to the Growth Market Rules for Issuers and Corporate Adviser Handbook

Our Corporate Finance and Legal Expert Groups contributed to our response to the ISDX consultation - Proposed changes to the Growth Market Rules for Issuers and Corporate Adviser Handbook

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