Corporate Finance

Published Responses

QCA Response to FCA - The use of the dealing commission regime

Our Secondary Markets and Corporate Finance Expert Groups contributed to our response to the FCA DP14/3 on the use of the dealing commission regime.

QCA Response to FCA Consultation CP14/2 on the proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

Our Corporate Finance Advisors Expert Group contributed to our response to the FCA's Consultation CP14/2 on the proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules.

QCA Response to AIM Notice 38: AIM Rules for Companies and AIM Rules for Nominated Advisers Consultation Documents

Our Corporate Governance, Corporate Finance Advisors, Legal and Share Schemes Expert Groups contributed to our response to AIM's consultation on the AIM Rules for Companies and AIM Rules for Nominated Advisers (AIM Notice 38).

QCA Response to the FCA's consultation CP13/15 on Enhancing the Effectiveness of the Listing Regime

Our Legal, Corporate Governance and Corporate Finance Expert Groups contributed to our response to the Financial Conduct Authority (FCA) consultation paper on enhancing the effectiveness of the Listing Regime.

QCA Response to FCA Primary Market Bulletin Issue 7

Our Corporate Finance Advisors Expert Group advised on our response to the Financial Conduct Authority's (FCA) Primary Market Bulletin Issue 7 which includes guidance on various parts of the Listing Rules.

QCA Response to ISDX's Regulatory Consultation

Our Legal and Corporate Finance Advisors Expert Groups contributed to our response to the ICAP Securities and Derivatives Exchange's consultation on its regulatory framework and changes to its admission requirements and corporate adviser rules.

QCA Response to BIS's Consultation on Directors' Pay: Revised Remuneration Reporting Regulations

Our Corporate Governance and Share Schemes Expert Groups contributed to our response to BIS's consultation on the revised remuneration reporting regulations.

QCA Response to the FSA's Primary Market Bulletin No 5

Our Corporate Finance Advisors Expert Group contributed to our response to the Financial Services Authority's call for comments on Primary Market Bulletin No 5, which provides on guidance on market issues.

QCA Response to the LSE's Consultation on the High Growth Segment: Draft Rulebook

Our Legal and Corporate Finance Advisors Expert Groups contributed to our response to the London Stock Exchange's new market segment for high growth companies - the High Growth Segment.

QCA Response to the FSA's Consultation on Enhancing the Effectiveness of the Listing Regime and Feedback on CP12/2

Our Legal, Corporate Finance Advisors and Corporate Governance Expert Groups contributed to our response to the FSA's Consultation on Enhancing the Effectiveness of the Listing Regime and Feedback on CP12/2. This consultation covered a broad range of Listing Rules amendments, including controlling shareholders and relationship agreements.

  1. 1
  2. 2

Join Now

  • Gain access to investors
  • Benefit from our campaigns on key policy issues
  • Receive discounts on best practice guides
  • Connect with other members of the sector at our events
  • Stay ahead of the issues with up-to-date news and information
Join now

Newsround

Newsround is the QCA's monthly newsletter produced for the small and mid-cap community.

Sign up

Guides