Secondary Markets

Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

  • Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
  • Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Meetings

Secondary Markets Expert Group - September 2017

Wednesday 6 September 2017 at 4.30pm

This is being held on Wednesday 6 September 2017 at 4.30pm.

Secondary Markets Expert Group - July 2017

Wednesday 5 July 2017 at 4.30pm

This is being held on Wednesday 5 July 2017 at 4.30pm, with Lee Foulger, Head of International Affairs at the Financial Conduct Authority (FCA), as guest.

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Published responses

QCA Response to the FCA - CP17/5 Reforming the availability of information in the UK equity IPO process

31st May 2017 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's consultation on reforming the availability of information in the UK equity IPO process.

QCA Response to ESMA - Draft Guidelines on MiFID II product governance requirements

4th January 2017 - Our Secondary Markets Expert Group contributed to our response to the ESMA consultation regarding its draft guidelines on MiFID II product governance requirements.

QCA Response to FCA - CP16/29 Markets in Financial Instruments Directive II Implementation - Consultation Paper III

14th December 2016 - Our Secondary Markets Expert Group contributed to our response to the FCA consultation - CP16/29 Markets in Financial Instruments Directive II Implementation - Consultation Paper III.

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