Secondary Markets

Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

  • Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
  • Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Meetings

Secondary Markets Expert Group - November 2017

Wednesday 15 November 2017 at 4.30pm

This is being held on Wednesday 15 November 2017 at 4.30pm.

Secondary Markets Expert Group - September 2017

Wednesday 6 September 2017 at 4.30pm

This is being held on Wednesday 6 September 2017 at 4.30pm.

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Published responses

QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

QCA Response to ESMA - Evaluation of certain elements of the Short Selling Regulation

4th September 2017 - Our Secondary Markets Expert Group contributed to our response to ESMA's evaluation of certain elements of the Short Selling Regulation.

QCA Response to the FCA - CP17/5 Reforming the availability of information in the UK equity IPO process

31st May 2017 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's consultation on reforming the availability of information in the UK equity IPO process.

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