Secondary Markets

Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

  • Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
  • Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Meetings

Secondary Markets Expert Group - April 2017

Wednesday 19 April at 4.30pm

This is being held on Wednesday 19 April 2017 at 4.30pm.

Secondary Markets Expert Group - January 2017

Wednesday 18 January 2017 at 4.30pm

This is being held on Wednesday 18 January 2017 at 4.30pm, with Charlie Pugh, Euroclear UK & Ireland, and David Smith, the London Stock Exchange, as guests.

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Published responses

QCA Response to ESMA - Draft Guidelines on MiFID II product governance requirements

4th January 2017 - Our Secondary Markets Expert Group contributed to our response to the ESMA consultation regarding its draft guidelines on MiFID II product governance requirements.

QCA Response to FCA - CP16/29 Markets in Financial Instruments Directive II Implementation - Consultation Paper III

14th December 2016 - Our Secondary Markets Expert Group contributed to our response to the FCA consultation - CP16/29 Markets in Financial Instruments Directive II Implementation - Consultation Paper III.

QCA Response to the FCA - Availability of information in the UK Equity IPO Process

Our Corporate Finance, Legal and Secondary Markets Expert Groups contributed to our response to the FCA consultation - Availability of information in the UK Equity IPO Process.

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