Secondary Markets

Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

  • Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
  • Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Meetings

Secondary Markets Expert Group - April 2018

Wednesday 11 April 2018 at 4.30pm

This is being held on Wednesday 11 April 2018 at 4.30pm.

Secondary Markets Expert Group - January 2018

Wednesday 17 January 2018 at 4.30pm

This is being held on Wednesday 17 January 2018 at 4.30pm with Stephen Hanks of the Financial Conduct Authority (FCA) as guest.

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Published responses

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

QCA Response to ESMA - Evaluation of certain elements of the Short Selling Regulation

4th September 2017 - Our Secondary Markets Expert Group contributed to our response to ESMA's evaluation of certain elements of the Short Selling Regulation.

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