Secondary Markets

Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

  • Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
  • Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Meetings

Secondary Markets Expert Group - June 2018

Wednesday 13 June 2018 at 4.30pm

This is being held on Wednesday 13 June 2018 at 4.30pm with Lee Foulger, Head of the Financial Conduct Authority's International Department, as guest.

Secondary Markets Expert Group - April 2018

Wednesday 11 April 2018 at 4.30pm

This is being held on Wednesday 11 April 2018 at 4.30pm.

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Published responses

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

QCA Response to London Stock Exchange - AIM Rulebooks consultation

29th January 2018 - We responded to London Stock Exchange's consultation on its proposed changes to the AIM Rules for Companies and AIM Rules for Nominated Advisers.

QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

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