Regulations

FSA BULLETIN: Is an honest, but mistaken, belief that you are not trading on inside information a defence to market abuse?

Harvey Rands, Memery Crystal

1st October 2009

Harvey Rands of Memery Crystal examines the FSA’s recent decision on market abuse with regard to Darren Morton and Christopher Parry.

Shareholders’ rights: 2009 regulations

Shareholders’ rights: 2009 regulations

Tom Shaw and David Hicks, Speechly Bircham LLP

1st October 2009

The Companies (Shareholders' Rights) Regulations 2009 took effect on 3 August 2009. Tom Shaw and David Hicks of Speechly Bircham LLP highlight some of the key changes.

Companies Act 2006: the final phase

Companies Act 2006: the final phase

Nicholas Narraway, Moorhead James LLP

1st September 2009

Nicholas Narraway, Chairman of the QCA Legal Committee and a consultant at Moorhead James LLP, summarises the new provisions that came into force on 1 October 2009 with the Companies Act 2006.

Auditor Liability limitation agreements: this parrot is no more!

Auditor Liability limitation agreements: this parrot is no more!

Oliver Tant, KPMG

1st June 2009

Should directors of small quoted companies be celebrating or mourning the apparent demise of voluntary auditor liability limitation agreements (“LLAs”)?  Oliver Tant, KPMG’s UK Head of Audit, examines the body of his dead parrot.

Disclosing Bad News

Disclosing Bad News

Tom Shaw, Speechly Bircham

2nd March 2009

Disclosing bad news to the market is never pleasant- but the regulators will not take a lenient view of those companies which fail to meet their disclosure requirements, wars Tom Shaw of Speechly Bircham.

Allotment of Shares and Pre-Emption Rights: New Guidance from the Association of BritishInsurers (“ABI”)

Hunton and Williams

2nd February 2009

Hunton & Williams updates companies on new guidance from the ABI on the allotment of shares and pre-emption rights.

Understanding auditor liability limitation agreements

Understanding auditor liability limitation agreements

Tim Goodman, Hermes

1st December 2008

What are auditor liability limitation agreements – and what factors should directors take account of if they are considering an agreement?  Tim Goodman, a manager within the Hermes Equity Ownership Services’ (HEOS) UK engagement team, investigates.

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