Legal

Published Responses

QCA Response to ESMA - Guidelines on risk factors under the Prospectus Regulation

5th October 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft guidelines on risk factors under the Prospectus Regulation.

QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook

10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.

QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information

23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.

QCA Response to European Commission request for feedback - Fostering and promoting the use of SME growth markets - Level 1

25th July 2018 - Legal and Primary Markets Expert Groups contributed to our response to the European Commission's request for feedback regarding its legislative proposals to amend aspects of the Market Abuse Regulation and the Prospectus Regulation.

QCA Response to London Stock Exchange - AIM Rulebooks consultation

29th January 2018 - We responded to London Stock Exchange's consultation on its proposed changes to the AIM Rules for Companies and AIM Rules for Nominated Advisers.

QCA Response to ESMA consultation - Draft regulatory technical standards under the new Prospectus Regulation.

9th March 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on the draft regulatory technical standards under the new Prospectus Regulation.

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

QCA Response to the Takeover Panel - Statements of intention and related matters

31st October 2017 - Our Legal Expert Group contributed to our response to the Takeover Panel's consultation on statements of intention and related matters.

QCA Response to Takeover Panel - Asset sales in competition with an offer and other matters 

22nd September 2017 - Our Legal Expert Group contributed to our response to the Takeover Panel's consultation regarding asset sales in competition with an offer and other matters.

QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

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