Legal

Published Responses

QCA response to HM Treasury's consultation on early implementation of Prospectus Directive amendments

The Quoted Companies Alliance's Legal Committee responded to this consultation on the early implementation of certain amendments to the Prospectus Directive.

QCA response to the Takeover Panel's Code Amendments

The Quoted Companies Alliance's Legal Committee advised on this response to the Takeover Panel's most recent consultation on its draft amendments to the the Takeover Code.

QCA Response to ESMA's Call for Evidence - Prospectus Directive

The QCA Legal Committee provided input into the European Securities and Markets Authority's call for evidence on the amending Directive to the Prospectus Directive. This covers what information should be included in a proportionate prospectus for some preemptive offers and offers by SMEs and companies with reduced market capitalisations.

QCA Response to MiFID Review

Representatives from the QCA Markets & Regulations and Legal Committees examined the European Commission's proposals on amending MiFID (the Markets in Financial Instruments Directive), which includes a call to create a framework in MiFID for specialised SME markets.

QCA Response to HM Treasury's Consultation on A New Approach to Financial Regulation

The QCA Markets and Regulations, Legal and Corporate Finance Advisors Committees assisted in preparing the QCA's response to HM Treasury's consultation on 'A New Approach to Financial Regulation: Judgement, Focus and Stability', which discusses the future of the UK Listing Authority.  

QCA Response to HM Treasury's and BIS's consultation on financing a private sector recovery

Various QCA committees assisted in preparing this response to HM Treasury and the Department of Business, Innovation and Skills (BIS)'s consultation on Financing a private sector recovery (also known as the Business Finance Green Paper).

QCA Response to the European Commission's Consultation on the Transparency Directive

The QCA Markets and Regulations and Legal Committees reviewed the European Commission's consultation on changes to the Transparency Directive, which discusses the possibility of a proportionate regime for smaller listed companies.

QCA Response to the European Commission's Public Consultation on a Revision to the Market Abuse Directive

The QCA Markets and Regulations and Legal Committees examined the European Commission's consultation paper on the Market Abuse Directive, which proposes extending the regime to MTFs and the seeks views on an adapted market abuse regime for SMEs.

QCA Response to the Takeover Panel's Consultation on Review of Takeover Bid Regulation

A working group made up of representatives on the Markets and Regulations and Legal Committees examined the Takeover Panel's consultation on the review of aspects of takeover bid regulation, which came about due to the controversy surrounding the Kraft-Cradbury takeover.

QCA Response to the Stock Exchange's AIM Notice 30

The QCA Corporate Finance Advisors and Legal Committees examined this consultation from the London Stock Exchange on proposed new AIM rules for investing companies and other changes.

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