Legal

Published Responses

QCA Response to the FSA's Consultation on the amendments to the Listing Rules (CP08/21)

The QCA Markets and Regulations and Legal Committees examined this Financial Services Authority (FSA) consultation on amending the Listing Rules to create a 'Premium' and 'Standard' segment.

QCA Response to the European Commission's Proposals for Amending the Prospectus Directive

The QCA Markets and Regulations Committee, with input from the Legal Committee, drafted this response to the European Commission's proposals for amending the Prospectus Directive, as part of its overall review of the functioning of the Directive.

QCA Response to BERR's Draft Regulations - The Companies (Share Capital) Regulations 2009

The QCA Legal Committee examined BERR's (now BIS) Draft Regulations - The Companies (Share Capital and Acquisition by Company of its Own Shares) Regulations 2009.

QCA Response to BERR's Draft Statutory Instrument: The Companies (Shareholders’ Rights) Regulations 2009

The QCA Legal Committee responded to the Department of Business, Enterprise and Regulatory Reform's (BERR - now BIS) drafting of the statutory instrument to introduce the Shareholders' Rights Directive into UK law. 

QCA Response to DEFRA's Consultation on Reporting on Greenhouse Gas Emissions

The QCA Legal Committee examined this consultation paper from DEFRA that proposes draft guidance for companies on how to measure and report on their greenhouse gas emissions, as laid out in the Climate Change Act.

QCA Response to the Walker Review

The QCA Corporate Governance and Legal Committees responded to Sir David Walker's review of corporate governance in UK banks and other financial institutions.

QCA Response to Treasury Committee Inquiry into the European Commission’s Proposals for Financial Regulation and Supervision

The QCA Legal Committee prepared this letter to the Treasury Committee to highlight important areas for consideration in relation the European Commission's proposals for financial regulation.

QCA Response to the European Commission's Proposals on the Prospectus Directive

The QCA Legal Committee assisted in preparing this letter to the European Commission, outlining the QCA's views on its proposals for an amending Directive to the Prospectus Directive and the current compromise text drafted by the Swedish Presidency Working Party.

QCA Draft Amendments for the Prospectus Directive

The QCA Legal Committee prepared this briefing note that outlines draft amendments for MEPs to table for debate during the 'Trialogue' phase of the Prospectus Directive review.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7

Join Now

  • Gain access to investors
  • Benefit from our campaigns on key policy issues
  • Receive discounts on best practice guides
  • Connect with other members of the sector at our events
  • Stay ahead of the issues with up-to-date news and information
Join now

Annual Dinner 2020

Thursday, 24th September 2020

Corporate Governance Workshop

Thursday, 23rd January 2020

Fund Manager Programme 2020

Newsround

Newsround is the QCA's monthly newsletter produced for the small and mid-cap community.

Sign up