Primary Markets Expert Group

Our Primary Markets Expert Group acts as a dynamic forum composed solely of nominated advisers and brokers to discuss primary market issues with a view of influencing market practice, market structures and the regulatory framework to support firms advising small and mid-sized quoted companies.

The group is currently working on/responsible for:

  • Monitoring and influencing developments regarding primary activity on the markets – the issuance of new shares by quoted companies enabling them to raise new equity capital – including research (UK MiFID), UK Market Abuse Regulation, Listing Rules, AIM Regulation, Prospectus Regulation, capital raising and the Sponsor, Nomad and Corporate Adviser regimes
  • Engaging regularly with key Government departments, regulators and other industry bodies, including HM Treasury, FCA, LSE, AIM Regulation, FRC, FRC Lab, AQSE, ShareSoc Business Growth Fund

Group Terms of Reference:

Primary Markets Expert Group Terms of Reference (pdf)


Primary Markets Expert Group - February 2022

Tuesday 22 February 2022 at 4.00pm

This meeting is being held on Tuesday 22 February 2022, with Phil Fitz-Gerald and Marie-Claire Tabone of the Financial Reporting Lab, as guest speakers. 

To access this, you must be a QCA member.

Join today!

Primary Markets Expert Group - November 2021

Monday 8 November 2021 at 6.00pm 

This meeting is being held on Monday 8 November 2021 at 6.00pm, with Kerry Goodwin of AIM Regulation as guest speaker. 

To access this, you must be a QCA member.

Join today!

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