Primary Markets

Published Responses

QCA Response to ESMA - Guidelines on risk factors under the Prospectus Regulation

5th October 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft guidelines on risk factors under the Prospectus Regulation.

QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook

10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.

QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information

23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.

QCA Response to European Commission request for feedback - Fostering and promoting the use of SME growth markets - Level 1

25th July 2018 - Legal and Primary Markets Expert Groups contributed to our response to the European Commission's request for feedback regarding its legislative proposals to amend aspects of the Market Abuse Regulation and the Prospectus Regulation.

QCA Response to NEX Exchange: Amendments to the fast track rules

27th June 2018 - Our Primary Markets Expert Group contributed to our response to NEX Exchange's market consultation on its proposed amendments to its fast track rules.

QCA Response to London Stock Exchange: AIM Notice 51 - Changes to the AIM Rules for Nominated Advisers

25th May 2018 - Our Primary Markets Expert Group contributed to our response to London Stock Exchange's consultation on changes to the AIM Rules for Nominated Advisers.

QCA Response to London Stock Exchange - AIM Rulebooks consultation

29th January 2018 - We responded to London Stock Exchange's consultation on its proposed changes to the AIM Rules for Companies and AIM Rules for Nominated Advisers.

QCA Response to ESMA consultation - Draft regulatory technical standards under the new Prospectus Regulation.

9th March 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on the draft regulatory technical standards under the new Prospectus Regulation.

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

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