Secondary Markets

Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

  • Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
  • Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Meetings

Secondary Markets Expert Group - January 2020

Wednesday 29 January 2020 at 4.30pm 

This is being held on Wednesday 29 January 2020, with Nick Miller, Head of Asset Management at the FCA, as guest speaker in order to discuss his letter on effective liquidity management. 

Secondary Markets Expert Group - November 2019 

Wednesday 27 November 2019 at 4.30pm 

This is being held on Wednesday 27 November 2019.

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Published responses

QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook

10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.

QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information

23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

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