Secondary Markets

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Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.

The group is currently working on:

Reviewing developments on the European Commission's regulation on Central Securities Depositories (CSDs), which proposes to remove all paper share certificates
Reviewing developments on the Short Selling Regulation and how it is implemented in the UK

Committee Terms of Reference:

Secondary Markets Expert Group Terms of Reference (pdf)

Meetings

Secondary Markets Expert Group - July 2020

Wednesday 8 July 2020 at 4.30pm

This is being held on Wednesday 7 July 2020, with Simon Fraser, Chair of the Pre-Emption Group, as guest speaker.

Secondary Markets Expert Group - April 2020

Wednesday 8 April 2020 at 4.30pm

This is being held on Wednesday 8 April 2020, with Simon Walls, Helen Boyd and Nike Trost of the FCA to discuss the impact of the Coronavirus (Covid-19) pandemic and the FCA's response.

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Published responses

QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook

10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.

QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information

23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

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