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Secondary Markets Expert Group

Secondary Markets Expert Group

Our Secondary Markets Expert Group deals with issues arising from the UK Government and regulators that affect secondary market issues to do with the trading and settlement of shares.

The group is currently working on/responsible for:

  • Monitoring and influencing developments on secondary markets issues in relation to research (UK MiFID), UK Market Abuse Regulation, Prospectus Regulation, liquidity, trading, and settlement
  • Engaging regularly with key Government departments, regulators and other industry bodies, HM Treasury, Bank of England, FCA, Pre-Emption Group, EISA, IPSX, ShareSoc

Group Terms of Reference:

Secondary Markets Expert Group Members

Secondary Markets Chair

Amber Wood  Liberum Capital Ltd

Stephen Streater   Blackbird Plc
Jasper Berry   Cenkos Securities Plc
Andrew Collins   Charles Russell Speechlys LLP
William Garner   Charles Russell Speechlys LLP
Jeremy Phillips  CMS
Keith Hiscock  Hardman & Co
Fraser Elms  Herald Investment Management Ltd
Katie Potts  Herald Investment Management Ltd
Niall Pearson   Hybridan LLP
Chris Robinson   Peel Hunt LLP
Mitchell Gibb   Stifel
James Stapleton  Winterflood Securities Ltd
Jon Gerty   Peel Hunt LLP

Meetings

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6 September, 2023

Secondary Markets Expert Group – September 2023

This meeting is being held on Wednesday 6 September 2023, with Anne Fairweather from Hargreaves Landsdown, as guest speaker.
5 July, 2023

Secondary Markets Expert Group – July 2023

This meeting is being held on Wednesday 5 July 2023, with Charlie Geffen from Flint Global, as guest speaker.
5 April, 2023

Secondary Markets Expert Group – April 2023

This meeting is being held on Wednesday 5 April 2023, with Kerry Goodwin, Nilam Statham and Graham Walker from the London Stock Exchange, as guest speakers. 

Published Responses

14 December, 2023 in Responses

QCA Response to DESNZ – UK greenhouse gas emissions reporting: Scope 3 emissions

- QCA response to DESNZ - UK greenhouse gas emissions reporting: Scope 3 emissions
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11 October, 2023 in Responses

QCA Response to FRC – UK Endorsement of IFRS S1 & IFRS S2

QCA Response to FRC - UK Endorsement of IFRS S1 & IFRS S2
Read More
29 September, 2023 in Responses

QCA Response to FCA – Engagement Paper 6: Primary multilateral trading facilities

- QCA response to FCA on the primary multilateral trading facilities
Read More
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