Our Secondary Markets Expert Group deals with issues arising from the European and UK government and regulators that affect secondary markets and the ability of small and mid-size quoted companies to raise finance.
The group is currently working on:
Committee Terms of Reference:
Wednesday 29 January 2020 at 4.30pm
This is being held on Wednesday 29 January 2020, with Nick Miller, Head of Asset Management at the FCA, as guest speaker in order to discuss his letter on effective liquidity management.
Wednesday 27 November 2019 at 4.30pm
This is being held on Wednesday 27 November 2019.
10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.
23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.
26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.
28th January 2020
18th December 2019
10th December 2019
