Our Secondary Markets Expert Group deals with issues arising from the UK Government and regulators that affect secondary market issues to do with the trading and settlement of shares.
The group is currently working on/responsible for:
- Monitoring and influencing developments on secondary markets issues in relation to research (UK MiFID), UK Market Abuse Regulation, Prospectus Regulation, liquidity, trading, and settlement
- Engaging regularly with key Government departments, regulators and other industry bodies, HM Treasury, Bank of England, FCA, Pre-Emption Group, EISA, IPSX, ShareSoc
Group Terms of Reference:
Meetings
Secondary Markets Expert Group - September 2023
Wednesday 6 September 2023 at 4pm.
This meeting is being held on Wednesday 6 September 2023, with Anne Fairweather from Hargreaves Landsdown, as guest speaker.
To access this, you must be a QCA member.
Join today!
Secondary Markets Expert Group - July 2023
Wednesday 5 July 2023 at 5pm.
This meeting is being held on Wednesday 5 July 2023, with Charlie Geffen from Flint Global, as guest speaker.
To access this, you must be a QCA member.
Join today!
Published responses
QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook
10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.
QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information
23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.
QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing
26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.
