Thursday, 24th September 2020
The QCA Markets and Regulations Committee responded to this consultation from the Committee of European Securities Regulators (CESR) that explores what consitutes 'advice' under MIFID.
The QCA responded to the Financial Services Authority's (FSA) paper on Regulatory Fees and Levies - Rates Proposals 2010/11, arguing that fees for listed issuers should not rise as proposed.
The QCA Markets and Regulations Committee responded to the Takeover Panel's Consultation on Amendments to Rule 5.2(c)(iii), noting that these changes simplified the regulations while maintaing flexibility.
The QCA Markets and Regulations Committee responded to the FSA's consultation on changes to listing categories as a result of its introduction of a standard listing option.
A sub-committee made up of representatives from the QCA's Markets & Regulations Committee prepared this response to the Committee of European Securities Regulators' (CESR) call for views on the functioning of MiFID, with the aim of providing advice to the European Commission on which areas of the Directive it should review in 2010.
- Gain access to investors
- Benefit from our campaigns on key policy issues
- Receive discounts on best practice guides
- Connect with other members of the sector at our events
- Stay ahead of the issues with up-to-date news and information
Tuesday, 21st April 2020
Newsround is the QCA's monthly newsletter produced for the small and mid-cap community.Sign up