Secondary Markets

Published Responses

QCA Response to CESR - Understanding the Definition of Advice under MiFID

The QCA Markets and Regulations Committee responded to this consultation from the Committee of European Securities Regulators (CESR) that explores what consitutes 'advice' under MIFID.

QCA Reponse to the FSA's Regulatory Fees and Levies - Rates Proposals 2010/11

The QCA responded to the Financial Services Authority's (FSA) paper on Regulatory Fees and Levies - Rates Proposals 2010/11, arguing that fees for listed issuers should not rise as proposed.

QCA Response to the Takeover Panel's Consultation on Amendments to Rule 5.2(c)(iii)

The QCA Markets and Regulations Committee responded to the Takeover Panel's Consultation on Amendments to Rule 5.2(c)(iii), noting that these changes simplified the regulations while maintaing flexibility.

QCA Response to FSA's consultation on the Listing Regime Review - changes to listing categories

The QCA Markets and Regulations Committee responded to the FSA's consultation on changes to listing categories as a result of its introduction of a standard listing option.

QCA Response to CESR on MiFID Review

A sub-committee made up of representatives from the QCA's Markets & Regulations Committee prepared this response to the Committee of European Securities Regulators' (CESR) call for views on the functioning of MiFID, with the aim of providing advice to the European Commission on which areas of the Directive it should review in 2010.

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