Legal

Our Legal Expert Group ensures that new and revised regulations that affect small and mid-size quoted companies are proportionate and appropriate for the sector.

The group is currently working on:

  • Campaigning for a proportionate approach to regulating small and mid-size quoted companies in the review of a number of European financial services directives, including Market in Financial Instruments Directive (MiFID) II and the Market Abuse Regulation.
  • Exploring various UK and European government initiatives to kick-start growth for small and mid-size quoted companies and how to improve them.

Group Terms of Reference:

Meetings

Legal Expert Group - May 2017

Thursday 25 May 2017 at 9am

This meeting is being held on Thursday 25 May 2017 at 9am with Philip Olm, NEX Exchange, as guest.

Legal Expert Group - April 2017

Thursday 27 April 2017 at 9am

This meeting is being held on Thursday 27 April 2017 at 9am, with Tony Pullinger, the Takeover Panel, as guest.

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Published responses

QCA Response to the FCA - CP17/5 Reforming the availability of information in the UK equity IPO process

31st May 2017 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's consultation on reforming the availability of information in the UK equity IPO process.

QCA Response to FCA - DP17/2 Review of the Effectiveness of Primary Markets: The UK Primary Markets Landscape

12th May 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to the FCA's review of the UK's primary markets.

QCA Response to the FCA - CP17/4 Review of Effectiveness of Primary Markets: Enhancements to the Listing Regime

12th May 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to the FCA's proposed enhancements to the Listing Regime.

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