Legal

Our Legal Expert Group ensures that new and revised regulations that affect small and mid-size quoted companies are proportionate and appropriate for the sector.

The group is currently working on:

  • Campaigning for a proportionate approach to regulating small and mid-size quoted companies in the review of a number of European financial services directives, including Market in Financial Instruments Directive (MiFID) II and the Market Abuse Regulation.
  • Exploring various UK and European government initiatives to kick-start growth for small and mid-size quoted companies and how to improve them.

Group Terms of Reference:

Meetings

Legal Expert Group - May 2018

Tuesday 15 May 2018 at 9.00am

This is being held on Tuesday 15 May 2018 with Tony Pullinger, Deputy Director General of the Takeover Panel, as guest.

Legal Expert Group - April 2018

Tuesday 17 April 2018 at 9.00am

This is being held on Tuesday 17 April 2018 with Charles Marquand of 4 Stone Buildings as guest.

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Published responses

QCA Response to ESMA consultation - Draft regulatory technical standards under the new Prospectus Regulation.

9th March 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on the draft regulatory technical standards under the new Prospectus Regulation.

QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

QCA Response to London Stock Exchange - AIM Rulebooks consultation

29th January 2018 - We responded to London Stock Exchange's consultation on its proposed changes to the AIM Rules for Companies and AIM Rules for Nominated Advisers.

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