Legal

Our Legal Expert Group ensures that new and revised regulations that affect small and mid-size quoted companies are proportionate and appropriate for the sector.

The group is currently working on:

  • Campaigning for a proportionate approach to regulating small and mid-size quoted companies in the review of a number of European financial services directives, including Market in Financial Instruments Directive (MiFID) II and the Market Abuse Regulation.
  • Exploring various UK and European government initiatives to kick-start growth for small and mid-size quoted companies and how to improve them.

Group Terms of Reference:

Meetings

Legal Expert Group - May 2017

Thursday 25 May 2017 at 9am

This meeting is being held on Thursday 25 May 2017 at 9am with Philip Olm, NEX Exchange, as guest.

Legal Expert Group - April 2017

Thursday 27 April 2017 at 9am

This meeting is being held on Thursday 27 April 2017 at 9am, with Tony Pullinger, the Takeover Panel, as guest.

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Published responses

QCA Response to FCA - DP17/2 Review of the Effectiveness of Primary Markets: The UK Primary Markets Landscape

12th May 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to the FCA's review of the UK's primary markets.

QCA Response to the FCA - CP17/4 Review of Effectiveness of Primary Markets: Enhancements to the Listing Regime

12th May 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to the FCA's proposed enhancements to the Listing Regime.

QCA Response to the FCA - GC16/6 Primary Market Bulletin No.16

Our Corporate Finance and Legal Expert Groups contributed to our response to the FCA consultation - GC16/6 Primary Market Bulletin No.16.

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