Legal

Our Legal Expert Group ensures that new and revised regulations that affect small and mid-size quoted companies are proportionate and appropriate for the sector.

The group is currently working on:

  • Campaigning for a proportionate approach to regulating small and mid-size quoted companies in the review of a number of European financial services directives, including Market in Financial Instruments Directive (MiFID) II and the Market Abuse Regulation.
  • Exploring various UK and European government initiatives to kick-start growth for small and mid-size quoted companies and how to improve them.

Group Terms of Reference:

Meetings

Legal Expert Group - October 2017

Thursday 26 October 2017 at 9.00am

This is being held on Thursday 26 October 2017 at 9.00am.

Legal Expert Group - September 2017

Thursday 14 September 2017 at 9.00am

This meeting is being held on Thursday 14 September 2017 at 9.00am with Helen Boyd, Monica Rodriguez-Sanchez and Michael Naughton of the Financial Conduct Authority (FCA) as guests.

View all

Published responses

QCA Response to the Takeover Panel - Statements of intention and related matters

31st October 2017 - Our Legal Expert Group contributed to our response to the Takeover Panel's consultation on statements of intention and related matters.

QCA Response to ESMA - Draft technical advice on the format and content of the prospectus

28th September 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft technical advice on the format and content of the prospectus.

QCA Response to ESMA - Draft technical advice on the content and format of the EU Growth prospectus

28th September 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft technical advice on the content and format of the EU Growth prospectus.

View all