Legal

Our Legal Expert Group ensures that new and revised regulations that affect small and mid-size quoted companies are proportionate and appropriate for the sector.

The group is currently working on:

  • Campaigning for a proportionate approach to regulating small and mid-size quoted companies in the review of a number of European financial services directives, including Market in Financial Instruments Directive (MiFID) II and the Market Abuse Regulation.
  • Exploring various UK and European government initiatives to kick-start growth for small and mid-size quoted companies and how to improve them.

Group Terms of Reference:

Meetings

Legal Expert Group - February 2017 (2nd meeting)

Thursday 23 February 2017 at 9am

This is being held on Thursday 23 February 2017 at 9am, with Catherine Clarke, Business Growth Fund, as guest.

Legal Expert Group - February 2017

Thursday 2 February 2017 at 9am

This is being held on Thursday 2 February 2017 at 9am.

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Published responses

QCA Response to the FCA - GC16/6 Primary Market Bulletin No.16

Our Corporate Finance and Legal Expert Groups contributed to our response to the FCA consultation - GC16/6 Primary Market Bulletin No.16.

QCA Response to the FCA - Availability of information in the UK Equity IPO Process

Our Corporate Finance, Legal and Secondary Markets Expert Groups contributed to our response to the FCA consultation - Availability of information in the UK Equity IPO Process.

QCA Response to ISDX - Proposed changes to the Growth Market Rules for Issuers and Corporate Adviser Handbook

Our Corporate Finance and Legal Expert Groups contributed to our response to the ISDX consultation - Proposed changes to the Growth Market Rules for Issuers and Corporate Adviser Handbook

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