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Legal Expert Group

Legal Expert Group

Our Legal Expert Group ensures that new and revised regulations that affect small and mid-sized quoted companies are proportionate and appropriate for the sector.

The group is currently working on/responsible for:

  • Monitoring and influencing developments to new and revised regulation in the UK, including in relation to the Prospectus Regulation, UK Market Abuse Regulation, Listing Rules, takeovers and mergers, general market regulation, general company law, capital raising
  • Engaging regularly with key Government departments, regulators and other industry bodies, including HM Treasury, DBT, AIM Regulation, FCA, CMA, Aquis, Takeover Panel, Law Society, Pre-Emption Group

Group Terms of Reference:

Legal Expert Group Members

Legal Chair

Mark Taylor  Dorsey & Whitney LLP

Legal Deputy Chair

Stephen Hamilton  Mills & Reeve LLP

Paul Arathoon   Charles Russell Speechlys LLP
Kate Badr   CMS
Jonathan Deverill   DAC Beachcroft LLP
Paul Airley   Fladgate LLP
Paul Cliff   Gateley
Jaspal Sekhon   Hill Dickinson LLP
Danette Antao    Hogan Lovells International LLP
Patrick Sarch   Hogan Lovells International LLP
John Young   Kingsley Napley LLP
Claudia Gizejewski   LexisNexis
Nicholas Jennings   Locke Lord LLP
Nicholas McVeigh   Mishcon De Reya
Jonathan King   Osborne Clarke
Sarah Hassan   Practical Law Company Limited

Sarah Wild   Practical Law Company Limited
Catherine Moss   Shakespeare Martineau LLP
David Hicks   Simmons & Simmons LLP
Caroline Chambers   Simmons & Simmons LLP
Matt Cohen   Stifel

Meetings

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10 December, 2024

Legal Expert Group – December 2024

This meeting is being held on Tuesday 10 December 2024, at 4.00pm with Marcus Stuttard, Head of Primary Markets and AIM Regulation, and Kerry Goodwin, Director, Primary Markets and AIM Regulation, of the London Stock Exchange Group
4 July, 2024

Legal Expert Group – July 2024.

This meeting is being held on Thursday 4 July 2024, at 4.00pm with John Dovey, Assistant Director General, and Charlie Crawshay, Deputy Director General, from the Takeover Panel.
3 April, 2024

Legal Expert Group – April 2024.

This meeting is being held jointly with the QCA's Secondary Markets Expert Group on Wednesday 3 April, 9.00am with Aaron Singh, Jon Hallows, Tom Simmons and David Smith, from the London Stock Exchange.

Published Responses

16 January, 2025 in Responses

QCA response to HM Treasury and DWP – Unlocking the UK pension market for growth

QCA response to HM Treasury and DWP - Unlocking the UK pension market for growth
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9 January, 2025 in Responses

QCA response to HM Treasury – Draft Private Intermittent Securities and Capital Exchange System (PISCES) Sandbox Statutory Instrument

In our response, we provided the Treasury with comments on its PISCES Sandbox draft Statutory Instrument.
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12 December, 2024 in Responses

QCA response to HM Treasury – Financial Services Growth and Competitiveness Strategy

In our response, we provided the Government with a number of recommendations to support the UK's small and mid caps and the UK's capital markets.
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