Skip to main content
search
0

Primary Markets Expert Group

Primary Markets Expert Group

Our Primary Markets Expert Group acts as a dynamic forum composed solely of nominated advisers and brokers to discuss primary market issues with a view of influencing market practice, market structures and the regulatory framework to support firms advising small and mid-sized quoted companies.

The group is currently working on/responsible for:

  • Monitoring and influencing developments regarding primary activity on the markets – the issuance of new shares by quoted companies enabling them to raise new equity capital – including research (UK MiFID), UK Market Abuse Regulation, Listing Rules, AIM Regulation, Prospectus Regulation, capital raising and the Sponsor, Nomad and Corporate Adviser regimes
  • Engaging regularly with key Government departments, regulators and other industry bodies, including HM Treasury, FCA, LSE, AIM Regulation, FRC, FRC Lab, AQSE, ShareSoc, Business Growth Fund.

Primary Markets Expert Group Members

Primary Markets Expert Group Chair

Samantha Harrison  Grant Thornton UK LLP

Nick Naylor   Allenby Capital Ltd
Stephen Keys  Cavendish
Niall Pearson  Hybridan LLP
Dru Danford  Panmure Liberum
David Coffman  Novum Securities Limited
Andrew Buchanan   Peel Hunt LLP
George Sellar  Peel Hunt LLP
Nick McCarthy   Shoosmiths LLP
Oliver Pilkington   Shoosmiths LLP
Mark Percy   Shore Capital Group Ltd
Mark Brady   SPARK Advisory Partners Limited
James Spinney   Strand Hanson Limited
Katy Mitchell   Zeus Capital Limited
David Foreman   Zeus Capital Limited

Meetings

Filter

27 August, 2024

Primary Markets Expert Group – September 2024

This meeting is being held on Tuesday 3 September 2024 at 4.00pm with Rob Yuille, Assistant Director, Head of Long-term Savings Policy, at the Association of British Insurers (ABI), as guest speaker.
1 March, 2024

Primary Markets Expert Group – March 2024

This meeting is being held on Friday 8 March 2024, with Marcus Stuttard and Kerry Goodwin of the London Stock Exchange, as guest speakers.
3 October, 2023

Primary Markets Expert Group – October 2023

This meeting is being held on Tuesday 3 October 2023, with Adam Wreglesworth, of the FCA, as guest speaker.

Published Responses

27 November, 2024 in Responses

QCA response to House of Lords Financial Services Regulation Committee – FCA and PRA’s Secondary Competitiveness and Growth Objective call for evidence

QCA Response to House of Lords Financial Services Regulation Committee - FCA and PRA's Secondary Competitiveness and Growth Objective call for evidence
Read More
21 November, 2024 in Responses

QCA response to HM Treasury – Industrial Strategy: Invest 2035 consultation

QCA Response to HM Treasury - Industrial Strategy: Invest 2035
Read More
31 October, 2024 in Responses

QCA response to the FCA – Review of FCA requirements following the introduction of the Consumer Duty

QCA Response to the FCA - Review of FCA requirements following the introduction of the Consumer Duty.
Read More
Powered By MemberPress WooCommerce Plus Integration