Markets Expert Group
Our Markets Expert Group acts as a dynamic forum composed solely of nominated advisers and brokers to discuss primary market issues with a view of influencing market practice, market structures and the regulatory framework to support firms advising small and mid-sized quoted companies.
The group is currently working on/responsible for:
- Monitoring and influencing developments regarding primary activity on the markets – the issuance of new shares by quoted companies enabling them to raise new equity capital – including research (UK MiFID), UK Market Abuse Regulation, Listing Rules, AIM Regulation, Prospectus Regulation, capital raising and the Sponsor, Nomad and Corporate Adviser regimes
- Engaging regularly with key Government departments, regulators and other industry bodies, including HM Treasury, FCA, LSE, AIM Regulation, FRC, FRC Lab, AQSE, ShareSoc, Business Growth Fund.
Markets Expert Group Members
Markets Expert Group Chair
Samantha Harrison Grant Thornton UK LLP
Nick Naylor Allenby Capital Ltd
Stephen Keys Cavendish
Niall Pearson Hybridan LLP
Dru Danford Panmure Liberum
David Coffman Novum Securities Limited
Stephen Keys Cavendish
Niall Pearson Hybridan LLP
Dru Danford Panmure Liberum
David Coffman Novum Securities Limited
Andrew Buchanan Peel Hunt LLP
George Sellar Peel Hunt LLP
Nick McCarthy Shoosmiths LLP
Oliver Pilkington Shoosmiths LLP
Mark Percy Shore Capital Group Ltd
Mark Brady SPARK Advisory Partners Limited
George Sellar Peel Hunt LLP
Nick McCarthy Shoosmiths LLP
Oliver Pilkington Shoosmiths LLP
Mark Percy Shore Capital Group Ltd
Mark Brady SPARK Advisory Partners Limited
James Spinney Strand Hanson Limited
Katy Mitchell Zeus Capital Limited
David Foreman Zeus Capital Limited
Katy Mitchell Zeus Capital Limited
David Foreman Zeus Capital Limited
Published Responses
QCA response to FRC – Small and medium-sized enterprises (SME) Market Study
QCA response to FRC - Small and medium-sized enterprises (SME) Market Study
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