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Secondary Markets Expert Group

Secondary Markets Expert Group

Our Secondary Markets Expert Group deals with issues arising from the UK Government and regulators that affect secondary market issues to do with the trading and settlement of shares.

The group is currently working on/responsible for:

  • Monitoring and influencing developments on secondary markets issues in relation to research (UK MiFID), UK Market Abuse Regulation, Prospectus Regulation, liquidity, trading, and settlement
  • Engaging regularly with key Government departments, regulators and other industry bodies, HM Treasury, Bank of England, FCA, Pre-Emption Group, EISA, IPSX, ShareSoc.

Secondary Markets Expert Group Members

Secondary Markets Chair

Amber Wood  Panmure Liberum Limited

Stephen Streater   Blackbird Plc
Jasper Berry   Cavendish
Andrew Collins   Charles Russell Speechlys LLP
William Garner   Charles Russell Speechlys LLP
Jeremy Phillips  CMS
Keith Hiscock  Hardman & Co
Fraser Elms  Herald Investment Management Ltd
Katie Potts  Herald Investment Management Ltd
Niall Pearson   Hybridan LLP
Chris Robinson   Peel Hunt LLP
Mitchell Gibb   Stifel
James Stapleton  Winterflood Securities Ltd
Jon Gerty   Peel Hunt LLP

Meetings

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25 June, 2024

Secondary Markets Expert Group – July 2024

This meeting is being held with Glenn Hall of Norton Rose Fulbright LLP on Wednesday 3 July, 4.00pm - 5.30pm (videoconference call).   To view the agenda, click here.
3 April, 2024

Secondary Markets Expert Group – April 2024

This meeting is being held jointly with the QCA's Legal Expert Group on Wednesday 3 April, 9.00am with Aaron Singh, Jon Hallows, Tom Simmons and David Smith, from the London Stock Exchange.
16 January, 2024

Secondary Markets Expert Group – January 2024

This meeting is being held on Wednesday 17 January 2024 at 4pm, with Mike Coombes from PrimaryBid, as guest speaker.

Published Responses

27 November, 2024 in Responses

QCA response to House of Lords Financial Services Regulation Committee – FCA and PRA’s Secondary Competitiveness and Growth Objective call for evidence

QCA Response to House of Lords Financial Services Regulation Committee - FCA and PRA's Secondary Competitiveness and Growth Objective call for evidence
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21 November, 2024 in Responses

QCA response to HM Treasury – Industrial Strategy: Invest 2035 consultation

QCA Response to HM Treasury - Industrial Strategy: Invest 2035
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31 October, 2024 in Responses

QCA response to the FCA – Review of FCA requirements following the introduction of the Consumer Duty

QCA Response to the FCA - Review of FCA requirements following the introduction of the Consumer Duty.
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