Secondary Markets Expert Group
Our Secondary Markets Expert Group deals with issues arising from the UK Government and regulators that affect secondary market issues to do with the trading and settlement of shares.
The group is currently working on/responsible for:
- Monitoring and influencing developments on secondary markets issues in relation to research (UK MiFID), UK Market Abuse Regulation, Prospectus Regulation, liquidity, trading, and settlement
- Engaging regularly with key Government departments, regulators and other industry bodies, HM Treasury, Bank of England, FCA, Pre-Emption Group, EISA, IPSX, ShareSoc.
Secondary Markets Expert Group Members
Secondary Markets Chair
Amber Wood Panmure Liberum Limited
Stephen Streater Blackbird Plc
Jasper Berry Cavendish
Andrew Collins Charles Russell Speechlys LLP
William Garner Charles Russell Speechlys LLP
Jasper Berry Cavendish
Andrew Collins Charles Russell Speechlys LLP
William Garner Charles Russell Speechlys LLP
Jeremy Phillips CMS
Keith Hiscock Hardman & Co
Fraser Elms Herald Investment Management Ltd
Katie Potts Herald Investment Management Ltd
Keith Hiscock Hardman & Co
Fraser Elms Herald Investment Management Ltd
Katie Potts Herald Investment Management Ltd
Niall Pearson Hybridan LLP
Chris Robinson Peel Hunt LLP
Mitchell Gibb Stifel
James Stapleton Winterflood Securities Ltd
Jon Gerty Peel Hunt LLP
Chris Robinson Peel Hunt LLP
Mitchell Gibb Stifel
James Stapleton Winterflood Securities Ltd
Jon Gerty Peel Hunt LLP
Published Responses
QCA response to FRC – Small and medium-sized enterprises (SME) Market Study
QCA response to FRC - Small and medium-sized enterprises (SME) Market Study
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