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Secondary Markets Expert Group

Secondary Markets Expert Group

Our Secondary Markets Expert Group deals with issues arising from the UK Government and regulators that affect secondary market issues to do with the trading and settlement of shares.

The group is currently working on/responsible for:

  • Monitoring and influencing developments on secondary markets issues in relation to research (UK MiFID), UK Market Abuse Regulation, Prospectus Regulation, liquidity, trading, and settlement
  • Engaging regularly with key Government departments, regulators and other industry bodies, HM Treasury, Bank of England, FCA, Pre-Emption Group, EISA, IPSX, ShareSoc

Group Terms of Reference:

Secondary Markets Expert Group Members

Secondary Markets Chair

Amber Wood  Liberum Capital Ltd

Stephen Streater   Blackbird Plc
Jasper Berry   Cavendish
Andrew Collins   Charles Russell Speechlys LLP
William Garner   Charles Russell Speechlys LLP
Jeremy Phillips  CMS
Keith Hiscock  Hardman & Co
Fraser Elms  Herald Investment Management Ltd
Katie Potts  Herald Investment Management Ltd
Niall Pearson   Hybridan LLP
Chris Robinson   Peel Hunt LLP
Mitchell Gibb   Stifel
James Stapleton  Winterflood Securities Ltd
Jon Gerty   Peel Hunt LLP

Meetings

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3 April, 2024

Secondary Markets Expert Group – April 2024

This meeting is being held jointly with the QCA's Legal Expert Group on Wednesday 3 April, 9.00am with Aaron Singh, Jon Hallows, Tom Simmons and David Smith, from the London Stock Exchange.
16 January, 2024

Secondary Markets Expert Group – January 2024

This meeting is being held on Wednesday 17 January 2024 at 4pm, with Mike Coombes from PrimaryBid, as guest speaker.
20 November, 2023

Secondary Markets Expert Group – November 2023

This meeting is being held on Wednesday 22 November 2023 at 4pm, with Nicholas Holmes from Ashurst, as guest speaker.

Published Responses

5 June, 2024 in Responses

QCA Response to FCA – Payment Optionality for Investment Research

QCA response to FCA - Payment Optionality for Investment Research
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24 May, 2024 in Responses

QCA Response to HM Treasury – UK ISA

QCA response to HM Treasury - UK ISA.
Read More
17 April, 2024 in Responses

QCA Response to HM Treasury – PISCES

QCA response to HM Treasury - PISCES
Read More
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