Legal Expert Group – February 2014

Venue: Speechly Bircham LLP, 6 New Street Square, London EC4A 3LX (Host: Paul Arathoon/Tom Shaw)

Agenda – 27.02.14

Minutes – 23.01.14

Policy Briefing – 19.02.14

Website links

AIM Notice 38

AIM Notice 38 – AIM Rules for Companies

AIM Notice 38 – AIM Rules for NOMADs

FCA – Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

MiFID II Final compromise text

QCA Response to ESMA’s consultation on policy orientations on possible implementing measures under the Market Abuse Regulation

QCA Response to Draft Finance Bill 2014: Abolition of stamp duty reserve tax on growth market shares

QCA Response to CP13/15 – Enhancing the effectiveness of the Listing Regime: feedback to CP12/25 and further consultation on related issues