Legal Expert Group – January 2016

Venue: Charles Russell Speechlys LLP, 5 Fleet Place, London EC4M 7RD (Host: Paul Arathoon/Tom Shaw)

Agenda

Minutes – 10 December 2015

Policy Update – December 2015

Issues for discussion/noting:

Implementing Directive on the Market Abuse Regulation (Regulation 596/2014) (MAR) relating to reporting to competent authorities of actual or potential infringements of MAR in the Official Journal of the EU (OJ)

FCA Consultation CP 15/35: Policy proposal and Handbook changes on Market Abuse Regulation

FCA Consultation CP 15/38: Disclosure and Transparency Rules – delaying disclosure of inside information

European Commission Consultation on the EU Regulatory Framework for Financial Services