Legal Expert Group – September 2016

Venue: Charles Russell Speechlys LLP, 5 Fleet Place, London, EC4M 7RD (Host: Paul Arathoon/Tom Shaw)

Agenda – 29.09.16

Minutes – 30.06.16

Policy Briefing – 17.08.16

Expert Group Meeting Dates – 2017

Website links:

Final ESMA Guidelines for persons receiving market soundings and on delayed disclosure of inside information under Market Abuse Regulation (MAR)

Updated ESMA Q&As on MAR – including on managers’ transactions

AIM Regulation FAQs on MAR

Q&As prepared by the City of London Law Society and Law Society Company Law Committees’ Joint Working Parties on Market Abuse, Share Plans and Takeovers Code

QCA Response to the FCA – Availability of information in the UK Equity IPO Process

QCA Response to the FCA – GC16/6 Primary Market Bulletin No.16