Secondary Markets Expert Group – April 2018

Venue: Peel Hunt LLP, Moor House, 120 London Wall, London, EC2Y 5ET

Agenda – 11.04.18

Minutes – 17.01.18

Policy Briefing – 13.02.18

Website links – issues for discussion

Official Journal of the EU publishes RTS on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (DRSPs)

ESMA Q&As on MiFID II transparency topics

ESMA Q&As on MiFID II market structures topics

ESMA Q&As on MiFID II investor protection and intermediaries topics

ESMA updates transparency calculations for MiFID II for equity and bond instruments

ESMA updates transitional transparency calculations for equity and tick sizes under MiFID II

ESMA Q&As on CSDR

ESMA's final report – Guidelines on Internalised Settlement Reporting under Article 9 of CSDR

ESMA Q&As on the Short Selling Regulation

Website links – for information only

QCA Response to London Stock Exchange – AIM Rulebooks consultation

QCA Response to European Commission – Public consultation on building a proportionate regulatory environment to support SME listing