Secondary Markets Expert Group – January 2018

Venue: Peel Hunt LLP, Moor House, 120 London Wall, London, EC2Y 5ET

Agenda – 17.01.18

Minutes – 15.11.17

Policy Briefing – 10.01.18

Website links – issues for discussion:

London Stock Exchange consultation –  Changes to AIM Rulebooks

European Commission public consultation on building a proportionate regulatory environment to support SME listing

ESMA consultation – Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)

Website links – communications:

ESMA Q&As on transparency topics

ESMA Q&As on market structures topics

ESMA Q&As on investor protection and intermediaries topics

ESMA Q&As on post trading issues

ESMA Q&As on implementation of CSDR