Secondary Markets Expert Group – September 2018

Venue: finnCap, 60 New Broad Street, London, EC2M 1JJ

Agenda – 12.09.18

Minutes – 13.06.18

Policy Briefing – 14.08.18

Website links:

ESMA Q&As on investor protection and intermediaries topics

ESMA Q&As on transparency topics

FCA statement on its role in preparing for Brexit

London Stock Exchange issues disciplinary notices for breaches of AIM Rules 11, 10 and 31

AIM Rule changes regarding corporate governance come into force from 28 September 2018

QCA Response to European Commission request for feedback: Promoting the use of SME growth markets – Level 2

QCA Response to the FCA's 19th Primary Market Bulletin