Legal Expert Group – May 2016

Venue: Charles Russell Speechlys LLP, 5 Fleet Place, London, EC4M 7RD (Host: Paul Arathoon/Tom Shaw)

Agenda – 05.05.16

Minutes – 24.03.16

Policy Briefing – 16.02.16

Website links:

London Stock Exchange Consultation: AIM Notice 44

FCA Consultation: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation (CP16/13)

FCA Discussion Paper: Availability of information in the UK Equity IPO process (DP16/3)

Website links – for information only:

QCA Response to ESMA: Draft guidelines on the Market Abuse Regulation (ESMA/2016/162)

QCA Response to Takeover Panel: The communication and distribution of information during an offer