Secondary Markets Expert Group – April 2016

Venue: Charles Russell Speechlys, 5 Fleet Place, London EC4M 7RD (Host: William Garner)

Agenda – 20.04.16

Minutes – 02.03.16

Policy Briefing – 16.02.16

Website links:

Commission Delegated Directive on safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits published on 7 April 2016.

PRA Consultation – Implementation of MiFID II: Part 1 – CP9/16