Venue: Peel Hunt LLP, Moor House, 120 London Wall, London, EC2Y 5ET
Website links:
Promoting the use of SME growth markets – Level 2
ESMA Q&As on investor protection and intermediaries topics
ESMA Q&As on transparency topics
ESMA Q&As on market structures topics
Final guidelines on certain aspects of the MiFID II suitability requirements
ESMA Q&As on CSDR implementation
ESMA Q&As on the Short Selling Regulation
The FCA’s ‘5 Conduct Questions’
QCA/Peel Hunt Mid & Small Cap Investor Survey
QCA Response to the European Commission: Public consultation on the review of the SME definition